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NRS Power out-of Administrator to require attendance out of witnesses and design away from data

step one. With regards to discovering violations of chapter or out of securing advice legitimately necessary around it part, new Commissioner or their particular duly licensed agencies ine brand new guides, account, documents and you will facts made use of therein off:

(b) Any person involved with the company demonstrated inside the NRS otherwise participating in instance providers as dominant, broker, agent or else;

(c) One entered representative exactly who signifies good licensee or any other person engaged in the organization demonstrated inside NRS ; and you may

(d) Any person just who the Administrator enjoys sensible end up in to think was breaking or is planning to break people supply for the chapter, whether or not the people states feel into the power otherwise not in the range in the part.

dos. With regards to examination brand new Administrator or their particular registered agents shall possess and start to become provided totally free use of the fresh offices and you will towns out-of providers, files, safes and vaults of these persons.

One or more times yearly, new Administrator otherwise their particular registered agents shall generate an examination of the area regarding organization of each licensee and of the new fund, transactions, instructions, accounts, paperwork and you may facts of your own licensee as far as it incorporate toward providers signed up not as much as which chapter

3. The study off a registered broker pursuant in order to subsection 1, and, rather than restrict, one publication, profile, papers and you will facts used therein should be kept private but to the newest the amount wanted to demand any provision associated with section. Sigue leyendo